Doris Dabrowski helps professionals to obtain licenses and to defend disciplinary actions initiated by Pennsylvania and New Jersey professional licensing boards. Call Doris Dabrowski to discuss in confidence the investigation of incidents that may jeopardize retention of a professional license and appeals to the state board.
Professionals employed in the securities industry should consult an attorney familiar with FINRA rules and arbitration procedures to discuss employment issues and disclosures on the Central Regulatory Depository (CRD). As an arbitrator for the Financial Industry Regulatory Authority (FINRA), Doris Dabrowski decided claims for expungement of the Uniform Termination Notice for Security Industry Registration (U-5) form, claims by investors, and claims between firms and brokers.
Doris Dabrowski is a Financial Industry Regulatory Authority (FINRA) arbitrator for customer and industry dispute resolution.